CHEM 401: Principles of Spectroscopy

Posted on January 9, 2024
Contents:

questions

  • what do the different polarizations mean
  • what do s and p waves represent

good resources

lectures

1: introduction

  • basic spectroscopy: light source -> sample -> prism -> detector
    • act of separating light
  • history of spectroscopy:
    • 1666 Newton: continuous spectrum of sun
    • 1814 Fraunhofer: found sharp dark lines in sunlight (discrete -> indicts QM)
    • 1900: development of QM
  • interstellar molecules (unstable)
  • our universe:
    • molecular clouds:
      • very cold: 10 - 100 K
      • not dense: $$\frac{10^{3}}{cm^3}$$
        • this means not many collisions happening, so very unstable molecules can exist <- spectroscopic observation plays important role
    • atmosphere:
      • hot: 300 K
      • dense: $$\frac{10^{20}}{cm^3}$$
  • spectroscopy hydrogen atom: chief experimental basis for theories and structure of matter
    • first spectra before QM: Angstrom and Rydberg
    • spectra with QM: Bohr
      • de Broglie: duality of matter $$\lambda = \frac{h}{p}$$ E = hν
      • Schrodinger
    • relativistic quantum theory:
      • Dirac: combine Schrodinger and Einstein
        • $$E = ih \frac{\partial}{\partial \tau}$$
      • Einstein: relativity (things moving at speed of light)
  • splitting of hydrogen: bohr -> dirac -> qed

2: WebMO practice

  • dihedral angle: rotate relative to a plane
  • linear molecule: 2 rotational constants
  • non-linear molecule: 3 rotational constants
  • first optimize then calculate vibrational frequency

3: intro to QM

4: intro to EMR

electromagnetic radiation

  • electric () and magentic () fields pervade all space; they are vectors with three components (x, y, z)
  • in vacuum, speed of light is 2.998 × 108 m/s
  • general form: E(r, t) = E0cps(wt − k dotr)
    • where E0 is the amplitude vector, k is propagation vector, with r being vector containing x, y, z
  • planck relation: $$E = hv = \hbar w = \frac{hc}{\lambda}$$
  • 1 eV  = 1.602 × 10−19 J  = 8065.54 cm −1
  1. fields (EMR fields)

    • 6 fields that are related by these two equations: $$ \vv{D} = \epsilon \vv{E} = \epsilon_0 \vv{E} + \vv{P}$$ $$ \vv{B} = \epsilon \vv{E} = \mu_0 \vv{H} + \vv{M}$$
    • $$\vv{E}$$ and $$\vv{H}$$ (electric and magnetic field) are perpendicular to each other and the propagation vector $$\vv{k}$$
      • $$H_0 = \sqrt{\frac{\epsilon}{\mu}}E_0$$
  2. polarization of light

    • light is transverse wave: osciallations of $$\vv{E}$$ and $$\vv{H}$$ are perpendicular to propagation direction
      • $$ k = |\vv{k}| = \frac{2 \pi}{\lambda} = \frac{w}{c}$$
      • still have DOF in plane perpendicular to $$\vv{k}$$, which relates to the polarization of light
        1. unpolarized light: no perferred direction for $$\vv{E}$$, can be any direction perpendicular, is a statistically mixed state
        2. polarized light: the polarization of $$\vv{E}$$ can rotate during oscillation, the angle
          • for light in the z direction: (Ex0cos(kz − wt), Ey0cos(kz − wt + θ), 0)
            1. plane/linearly polarised: θ = 0
            2. elliptically polarized light: $$\theta = +/- \frac{\pi}{2}$$, and Ex0 ≠ Ey0 left/right hand
            3. circularly polarized light: Ex0 = Ey0, L/R
  3. angular momentum and light

    L/R circularly polarized photons have angular momentum +/ − ℏ

    • no Sz = 0 photons as light must remain transverse (what does this mean)
      • photon is a massless particle, don’t actually haves spin
        • have helicity: value of projection of spin operator onto the momentum operator
    • unpolarized light: random statistical mixture of L/R
    • polarised light: coherent superposition of L/R circularly polarized light
  4. propagation of light

    • speed of light in vacuo: $$c_0 = \frac{1}{\sqrt{\epsilon_0 \mu_0}}$$
    • speed of light in medium: $$c_0 = \frac{1}{\sqrt{\epsilon \mu}}$$ where ϵ and μ are characteristic to the medium
    • refractive index: $$n = \frac{c_0}{v} = \sqrt{\frac{\epsilon \mu}{\epsilon_0 \mu_0}} \geq 1$$, where μ is magnetic permittivity
    • for nonmagnetic media: $$n = \sqrt{\frac{\epsilon}{\epsilon_0}} = \sqrt{\epsilon_r}$$, where ϵr is the relative electric permittivity
      • dielectric constant: measured by response to static/low frequency electric field
  5. reflection and refraction

    • frequency (energy) is unchanged from vacuum value when passing through a medium, v = v0, so since c = c0/n: the wavelength is reduced: λ = λ0/n
      • $$E = hv = \frac{c_0 / n}{ \lambda_0 / n}$$
    • reflection (specular, meaning mirror like): θinc = θrefl
    • refraction (snells law): n1sinθinc = n2sinθrefr
    • polarization:
      • determines the reflectivity
      • R is reflectance, T = 1 − R is the transmittance
      • for s and p waves: with T = 1 − R
      • Fresnel equation
        • $$R_s = |\frac{n_1 cos \theta_i - n_2 cos \theta_t}{n_1 cos \theta_i + n_2 cos \theta_t}|^2$$
        • $$R_p = |\frac{n_1 cos \theta_t - n_2 cos \theta_i}{n_1 cos \theta_t + n_2 cos \theta_i}|^2$$
        • another form:
          • $$R_s = |\frac{sin(\theta_2 - \theta_1)}{sin(\theta_2 + \theta_1)}|^2$$
          • $$R_p = |\frac{tan(\theta_2 - \theta_1)}{tan(\theta_2 + \theta_1)}|^2$$
        • normal incidence: θi = θt = 0, then $$R = R_s = R_t = (\frac{n_1 - n_2}{n_1 + n_2})^2$$
        • total internal reflection: when n1 > n2, there is a critical angle, which Rs, Rt = 1
    • brewster’s angle: when θt + θi = 90deg Rp → 0 and Tp → 1, p polarized light will not be reflected, or if the incident light is unpolarized, only s polarized light will reflect, this is how you can produce polarized light
      • θB = arctan(n2/n1)
      • no reflection for p wave
    • dispersion
      • sellmeier equation (empirical relation between n and λ)
    • absoption and refractive index
      • normal regions of dispersion separated by regions of anomalous dispersion between different regions of NMR spectrum
      • kramers-kronig index
    • birefringence
      • refractive index: depends on angle between polariztion of light and crystal axis

5: light-matter interaction

radiation density and intensity of light

  • let ρ be volume density of energy in EM radiation J/m3
  • to find contributions at various frequencies ρ(v) is energy density per unit frequency, and $$ ρ = ∫0^inf  p(v) dv$
  • intensity of light: I = ∫0infI(v)dv
  • photon flux: number of photons flowing through a unit area per unit time $$F = \frac{I}{(hv)}$$
    • relations: I(v) = p(v)c = p(v)(c0/n)
    • $$I(v) = \frac{1}{2} \epsilon_0 E^2_0 c$$, where E0 is the amplitude for electric field osciallations at frequency v

absorption and emission

  • consider a two level system: can have three processes:
    1. absorption
    2. spontaneous emission
    3. stimulated emission

  • A and B are transition probabilities, N1, N2 are populations
  • Einstein’s treatment: @ thermal equilibrium, population ratio given by Boltzmann factor, with degeneracies g: $$\frac{N_2}{N_1} = \frac{g_2}{g_1} e^{-hv / kT}$$, where hv = E2 − E1
  • spontaneous decay (no radiation) kinetic rate law: $$\frac{-d N_{2}}{dt} = A_{21}N_{2}$$, N2(t) = N2(0)eA21t, so radiative lifetime of excited state is $$\frac{1}{A_{21}}$$
  • with radiation:
    • upward transition: W12 = N1B12ρ(v)
    • downward transition: W21 = N2B21ρ(v) + N2A21
    • at eq: these two rates must be equal, so we can solve for ρ(v) and insert the thermal eq Boltzmann factor and equate to thermal blackbody spectrum:
      • $$\frac{A_{21}}{(g_1/g_2) e^{\frac{hv}{kT}} B_{12} - B_{21}}$$
      • we get g1B12 = g2B21: equal probability of 1 to 2 or 2 to 1
      • and $$\frac{A_{21}}{B_{21}} = \frac{8 \pi h v^3}{c^3} \propto v^3$$
        • higher frequency: spontaneous emission
        • lower frequency: stimulated emission

transition dipole momentum

  • transition rate determined by “transition dipole moment”
  • transition dipole moment between two states n and m is a vector: $$\mu_{mn} = \int \psi_m^* \hat{\mu} \psi_n dV = \langle m | \hat{mu} | n \rangle $$
    • $$\hat{mu}$$ is the electric dipole moment operator: $$\hat{mu} = \sigma_i q_i r_i$$
  • transition rates determined by Einstein coefficients times a lineshape factor resonantly peaked at transition frequency (E2 − E1), enforces energy conservation

beer’s law

  • not covered much, study more later

line profiles for spectral lines

  • conservation of energy: v = v12: $$v_{12}$ splittings between eigenvalues - $$δ(v - v12)$$
  • reality: emission/absoption never perfectly monochromatic (single wavelength/color): each line has characteristic shape/profile, with certain width δv, quantified as FWHM
  • lines spaced apart less than δv cannot be seperated/resolved
  • common line shape:
    • lorentzian: broadening by the natural lifetime of the excited state
    • guassian: inhomogeneous broadened lines (Doppler broadening)
    • voigt: mixes guassian and lorentzian
      • convolution of two and appropriate when homogeneous and inhomogeneous mechanisms are important
  • natural linewidth

6: prep for final presentation

8: molecular symmetry and group theory 1

  • operators:
    • is identity operator

9: molecular symmetry and group theory 2

  • group theory and quantum mechanics
    • point symmetry operator R
      • representation of R based on point in 3D space: real orthogonal 3 × 3 rep M = Γ(R)
      • symmetry operations as operators on space of wavefunctions
        • generalization of symmetry on arbitrary point: $$r = M r = \begin{bmatrix} x^, \\ y^, \\ z^, \end{bmatrix}$$
        • we can define the operator R by
          • R|ψ⟩ = R|ψ(x, y, z)⟩ = |ψ(M−1r)⟩=|ψ(x,, y,, z,,)⟩
        • interested in finite dimensional subspace of Hilbert space (5D space spanned by 3d orbitals): basis set is set of solutions of Schrodinger equation, eigenfunctions of
  • symmetrization
    • projection operator $$\hat{P^{\mu}}$$: annihilates all functions that does not belong to μ-th irreducible representation

10: molecular rotation and spin statistics 1

11: molecular rotation and spin statistics 2

born-oppenheimer approximation

  • fixed nucleus
  • total hamiltonian consists of kinetic energy of nucleus, electrons, and coloumb potential energy between nuclei, nuclei-electrons, and electrons

(and BO adiabatic approximation)

  • wavefunction is product of electron and nuclei Ψn, i = χi(n)(R)ψnel(r; R)
  • for a fixed R we get the electronic schrodinger equation:  = nuc + elec, where elec = ψnel(r; R) = Enel(R)ψnel(r; R)
  • nuclear schrodinger equation: [nuc + Enel(R)]χin(R) = En, iχi(n)(R)
    • then by changing the value of R, we get the potential energy surface Enel

separation of vibration and rotation

  • separation of translational motion
    • we can seperate translational motion and internal motion (rotation and vibration) by using RCM, center of mass
  • $$\hat{T}_{nuc} = - \frac{\hbar^2}{2M} \nabla^2_{CM} - \frac{\hbar^2}{2 \mu} \nabla^2_{int}$$

can further seperate vibrational and rotational motion

  • using polar coordinates
    • $$\hat{H}_{nuc} + E^{el}_n (R) = \hat{T}_{vib} + E^{el}_n (R) + \frac{1}{2 \mu R^2} \hat{L}^2 (\theta \psi)$$ (last term is rot)
  • we get vibration-rotation wavefunction: χn, v, J, M(R) = Sv(n)(R)YJM(θψ) where vibration only depends on bond length and rotation depends on two angles

rotation of diatomic molecules

  • rigid rotater: if you set R = Re where Re is equilibrium bond length, vib = 0
  • spherical harmonics (eigensolution)
  • for 2|YJm, 2J(J + 1) is the eigenvalue
  • for z, m is the eigenvalue
  • moment of interia is simple Ie = μRe2
  • rotational constant:
    • $$B_e = \frac{\hbar^2}{2 I_e} \text{ (J)}$$
    • $$ = \frac{\hbar^2}{8 \pi^2 I_e} \text{ (Hz)}$$
    • $$ = \frac{\hbar^2}{8 \pi^2 I_e c} \text{ (cm}^{-1})$$

polyatomic molecules: linear

  • start with moment of inertia tensor: $$\begin{bmatrix} I_{xx} & I_{xy} & I_{xz} \\ I_{yx} & I_{yy} & I_{yz} \\ I_{zx} & I_{zy} & I_{zz} \\ \end{bmatrix}$$
  • diagonalize to get moment of intertia: $$\begin{bmatrix} I_{aa} & & \\ & I_{bb} & \\ & & I_{cc} \\ \end{bmatrix}$$
  • x y z axis don’t always correspond to a b c axis
  • to calculate:
    • Ixx = Σmα(yα2 + zα2)
    • Ixy = −Σmαxαyα
  • example:
    • Ixx = Σmα(yα2 + zα2) = MH(f2 + g2) + MH(f2 + g2) + MOh2
    • Ixy = −Σmαxαyα = −(MHfg + MHf(−g)) why no MO
    • $$\begin{bmatrix} M_H h^2 + 2M_H (f^2 + g^2) & 0 & 0 \\ 0 & M_O h^2 + 2 M_H g^2 & 0 \\ 0 & 0 & 2M_H f^2 \\ \end{bmatrix}$$
    • 3 moment of inertia values, 3 rotational constants
      • units of inertia: $\text{amu} \AA^2$
        • IA ≤ IB ≤ IC, A ≥ B ≥ C
      • rotational constant $=505379.07/I amu Å2$$
  • important quantum notes:
    • Ia = 0, Ib = Ic
    • degeneracies: g = 2J + 1
    • EJ = BJ(J + 1)

polyatomic molecules: symmetric top

  • prolate: Ia < Ib = Ic, A > B = C
  • another quantum number: J = 0, 1 2, and K, M = -J, -J+1, …, J-1, J
    • if K = 0: g = 2J+1
    • if K != 0: g = 2(2J+1)
  • EJK = BJ(J + 1) + (A − B)K2

  • oblate: Ia = Ib < Ic, A = B < C
  • EJK = BJ(J + 1) + (C − B)K2

polyatomic molecules: spherical top

  • Ia = Ib = Ic

  • EJ = BJ(J + 1)
  • there is still K, g = (2J + 1)2

polyatomic molecules: asymmetric top

  • Ia ≠ Ib ≠ Ic

optical selection rule: diatomic and linear

  • μ0 ≠ 0 ΔJ = +/ − 1, ΔM = 0, +/ − 1
    • can only transition between J and J+1, separations are 2B.
    • transition frequency: 2B(J + 1)

symmetric and asymmetric top molecules

  • symmetric top: μ0 ≠ 0 ΔJ = +/ − 1, ΔM = 0, +/ − 1, ΔK = 0
  • asymmetric top: ΔJ = 0, +/ − 1, ΔM = 0, +/ − 1
    • then more details based on if it is a-type, b-type, c-type transition

general notes

  • no dipole moment, no transition (mu cant be 0, mu is dipole moment)

12: molecular vibration

  • we can get the vibrational schrodinger equation by representing in polar coordinates: $$[-\frac{\hbar^2}{2 \mu} \frac{\partial^2}{\partial q^2}]\phi_v^{(n)} = E^{(n)}_{vib, v} \phi^{(n)}_v$$
  • De is equilibrium dissociation energy (bond dissociation energy)
    • associated with equilibrium bond distance
    • De − ZPE = D0
  • D0 is dissociation energy (chemical-dissociation energy), true ground state energy

harmonic oscillator model

  • taylor series around Re
    • 0 potential at Re
    • first derivative is 0 (this is set, to find eq point)
    • harmonic potential: $$V(q) = \frac{1}{2} (\frac{d^2 V}{dq^2})_0 q^2 = \frac{1}{2} kq^2$$
      • classical: $$T + V = E = \frac{1}{2} k x_0^2$$
      • quantum: $$E_v = (v + \frac{1}{2}) hv_0$$, and the Hamiltonian:  =  + 

selection rule

  • within the same electronic state (which means? same quantum numbers): Δv + / − 1, and $$\frac{df \mu_0}{dq} \neq 0$$, there must be dipole moment/must be polar
    • fundamental: 1 ← 0
    • hot bands: 2 ← 1 observed when its really hot
    • overtone: 2 ← 0 (2 times the fundamental frequency)

rotation-vibration transition (diatomic molecules)

  • energy: $$E_{vJ} = (v + \frac{1}{2}) h_{v_e} + B_e J (J+1)$$ first term (vibration) + second term (rotation)
  • rotational: ΔJ = +/ − 1 ΔM = 0, +/ − 1, ΔJ = 0, +/ − 1 if L, S ≠ 0
  • vibrational: δv = +/ − 1 and dipole moment cant be 0
    • types of branches:
      • P branch: vJ − 1 ← J,
      • Q branch: vJ ← J, ΔJ = 0
      • R branch: vJ + 1 ← J, ΔJ = +1

vibration of polyatomic molecules

  • for each atom, you get one coordinate, then you get $$\hat{T}_vib = \frac{1}{2} \Sigma q^2_i$$
    • do taylor expansion, then you get hessian matrix, bik
      • normal modes: coordinate system that make bik diagonal

vibrational levels

  • fundamental: one quanta change
  • overtone: two quanta change
  • combination: different modes all transition
  • energy of all vibrational modes: $$\Sigma_i (n_i + \frac{d_i}{2}) v_i$$
    • total zero point: $$\frac{1}{2} (v_1 + ... v_n)$$

other info

  • C-H stretch: 2700-3100 1/cm
  • O-H stretch: 3580 - 3650 1/cm

normal modes

  • to determine how many of each normal mode you have
    • translational: always 3 (x,y,z)
    • rotational: (Rx, Ry, Rz):
    • left over is vibrational

symmetry of vibrational wavefunction

  • ground state is always (0,0,0,…)
  • two quanta of B2 gives A1

13: vibrational infrared and raman spectroscopy

scattering:

  • incident beam gets scattered by a medium, producing wavelengths of ??? frequency in all directions ??? is the frequency the same or different
    • stokes: lower frequency
    • anti-stokes: higher frequency

  • rayleigh scattering: object much smaller than wavelength
  • mie scattering: object larger than wavelength
  • brillouin scattering: condensed phase, less dense phase is same size as wavelength

raman

  • two photon scattering
  • scattered photon loses energy, and there is intermediate state
    • final energy is higher than initial: stokes
    • final energy is lower than initial: anti-stokes
  • $$\frac{\partial \alpha}{\partial R} \neq 0$$, must be nonpolar
    • i|α|f
  • excitation wavelength doesnt matter, always produces same output

resonant raman scattering:

  • wavelength is same as excitation wavelength

14: electronic spectroscopy

atoms

  • sharp spectra
  • with many electron atoms, coupling occurs
    • J-J coupling: heavy atoms
    • L-S coupling: light atoms
  • total angular momentum:  =  + 
  • why loss of degeneracy caused by coulomb interaction
  • Hund’s rule
    • state with largest S most stable
    • for same S, state with largest L is most stable
  • 2S + 1LJ
    • $\hat{H}_{so} = \zeta \hat{L} \dot \hat{S}$: represented by J
    • 0 + ee + so

SO splittings:

  • energy difference: $E_{J+1} - E_J = \frac{1}{2} \zeta [(J+1)(J+2) - J(J+1)] = \zeta (J+1)$

selection rule

  • dipole transition: $\hat{mu} = - e r$, Δms = 0, Δl = + − 1 dipole moment, Δml = 0, + − 1, Δn any positive integer

15: electronic spectroscopy

16: magnetic resonance

17: spectroscopy

18 - 25:

Two-photon doppler free spectroscopy

REMPI (Resonant Enhanced MultiPhoton Ionization)

  • two photons required
  • excite molecules into excited state followed by ionization
    • stepwise ionization (minimum of 2 photons)
    • ionization rate higher when photons in resonance with intermediate state
    • TOF for mass spec
  • need tunable light source (dye laser), ion yield vs. wavelength is plotted
  • shows same feature as absoption spectrum
    • different set of selection rules -> transitions forbidden with one photon are not forbidden with two photons
  • multiple photons can be absorbed: ionization at less energetic wavelengths
    • can excite different energy levels with same ionization
  • all photons emitted are same energy: is this always the case?
    • total energy doesn’t need to equal the ionization energy

Saturation absorption spectroscopy

Fluorescence correlation spectroscopy

Cavity ring down spectroscopy

Frequency comb spectroscopy

Coherant Anti-Stokes Raman spectroscopy

Fluorescence resonance energy transfer spectroscopy

Photoelectron velocity map imaging spectroscopy

Two-dimensional infrared spectroscopy

Multi-dimensional NMR spectroscopy

Scanning near field optical spectroscopy

Optical coherence tomography

  • high resolution, non-invasive of biological tissue
  • interferometry:
    • split beam of light
  • low coherence: control interference
    • long coherence: lots of interference
    • short: interference only at specific z
  • image generation: A, B, C scan
  • resolution: axial and transverse (independent)
  • comparison: confocal (limited depth), ultrasound (low resolution/lots of depth), optical coherence (in the middle)
    • question: combine confocal + ultrasound?

Positron emission tomography

THz spectroscopy and Imaging

Atto-second time resolved spectroscopy

Operando spectroscopy

Circular dichroism spectroscopy, optical rotatory dispersion

Raman optical activity